On September 27, 2024, the SEC adopted the final requirements for modernization of the EDGAR filing system to “EDGAR Next,” introducing significant technical and process changes. Join us for a one-hour webinar on May 20, 2025, at 2:00 p.m. ET, covering the SEC's newly adopted rules...
ETFs and Open-End Mutual Funds – An Overview of Product Differences, Similarities and Operational Nuances Archive Recording Join ICI on Thursday, March 13, at 1:00 p.m. ET for a one-hour webinar exploring the differences, similarities, and operational nuances between exchange-traded...
Kick off 2025 by getting up to speed on recent SEC enforcement activities of interest to fund boards and looking ahead at what to expect in a shifting regulatory environment. This webinar will feature the former director of the Securities and Exchange Commission’s Division of...
