The latest ICI paper proposes an industry data standards designed to address the lack of communication standards and governance that support subscription processing and client onboarding for alternative investment products. This data standard will help overcome a critical operational barrier to expanding retail investor access to private markets.
The Investment Company Institute submitted a comment letter in support of FINRA's proposed amendments to Rule 2210, which regulates communications with the public (the “rule”). The Proposal would...
The latest ICI paper outlines new industry data standards to improve subscription processing and client onboarding for alternative investments, removing a key operational barrier to expanding retail access to private markets.
ICI President and CEO Eric Pan issued a statement after the Securities and Exchange Commission granted the relief necessary to allow broker-dealers and other market participants to trade ETF shares of multi-class funds.
ICI submitted a comment letter to the SEC, responding to its proposed amendments to the definitions of “small fund” and “small adviser” for purposes of the Regulatory Flexibility Act.
ICI submitted a comment letter to the Australian Treasury in response to its consultation on the elements of the sustainable financial product labelling regime.
A new report from ICI and ISS Market Intelligence highlights how employers play a critical role in the success of 401(k) plans and in helping American workers prepare for retirement.