ICI responded to the Monetary Authority of Singapore (MAS) consultation on updates to its guidelines on liquidity risk management practices for fund management companies.
ICI submitted a comment letter to the Financial Conduct Authority (FCA) on its consultation on updates to the FCA’s Handbook and guidance regarding liquidity management tools, which are being undertaken in order to reflect IOSCO’s recently updated LMT recommendations.
ICI, along with SIFMA AMG, submitted a letter to the Securities and Exchange Commission (SEC) in response to their concept release on foreign private issuer eligibility. The letter commends the SEC for undertaking a comprehensive review of foreign private issuer eligibility and urges...
The Investment Company Institute submitted a letter with its views on the International Organization of Securities Commission’s consultations on revised recommendations for liquidity risk management for open-end funds and the guidance for the effective implementation of the...
The Investment Company Institute submitted its views on the European Securities and Markets Authority’s consultations regarding draft regulatory technical standards and guidelines on liquidity management tools, which have been proposed as part of the amendments to the Alternative...
ICI Global provided comments on the Financial Stability Board’s consultation on Liquidity Preparedness for Margin and Collateral Calls. Comments were based on the perspective of ICI Global members and regulated funds. Read more in the comment letter.
On December 22, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint comment letter to the Securities and Exchange Commission (SEC) on how the SEC’s proposed amendments to the liquidity risk management rule (the “liquidity rule”) would affect mutual funds...
The Investment Company Institute and ICI Southwest are writing to express our joint concerns with the SEC’s proposal to (i) amend the liquidity risk management rule (the “liquidity rule”) for mutual funds and ETFs (“funds”) and (ii) mandate that mutual funds impose a “hard close” on...
On September 2, 2023, ICI Global provided comments on the International Organization of Securities Commission’s (IOSCO) consultation on proposed Liquidity Management Tool (LMT) Guidance for Open-Ended Funds (OEFs). Our members help millions of retail investors around the world by...
