As the Texas Stock Exchange approaches launch, global attention is turning to Texas and to the new competitive framework TXSE is bringing to US capital markets. In this forward-looking discussion...
Eric Pan
President & CEO
ICI
Robert Marrocco
Global Head, Exchange Traded Products
Texas Stock Exchange
Jeb Hensarling
Strategic Advisor & Listing Standards & Governance Advisory Council Member, TXSE; former Chairman, House Financial Services Committee
Texas Stock Exchange
We look forward to seeing you in Dallas!
Event Parking Information Visitor Parking & Office Access Instructions .
Join a panel of legal experts from ICI, DCALTA, and Groom Law Group on April 8 at 12 p.m. ET for a 1-hour webinar analyzing what the Department of Labor’s recently issued proposed rule on fiduciary...
Eric Pan
President & CEO
ICI
Jonathan Epstein
President
DCALTA
Elena Chism
Deputy General Counsel – Retirement Policy
ICI
David Cohen
Associate General Counsel – Retirement Policy
ICI
David Levine
Principal
Groom Law Group
Kevin Walsh
Principal
Groom Law Group
If you cannot attend on April 8, we encourage you to register for the webinar. All registrants will receive a recording of the webinar shortly afterwards. Materials Archive Recording
If you’re a new director, you need to know everything about your role and responsibilities as soon as possible. If you’re a more-experienced director, you need to keep your skills sharp. Attending IDC...
The structure of mutual funds work and how they are regulated The importance of fund oversight and the protection of shareholder interests The process of considering a fund’s advisory contract...
Join us for a 90-minute webinar that will examine how EU and UK T+1 settlement is moving from roadmap to reality—straight from the senior leaders driving the implementation. As the transition to T+1...
Giovanni Sabatini
Chair
EU T+1 Industry Committee
Charles Pugh
Deputy of Chair
UK Accelerated Settlement Task Force
Paola Deantoni
Co-lead of SSI Task Force
EU T+1 Industry Committee
Emma Johnson
Co-lead of SSI Task Force
EU T+1 Industry Committee
Jesús Sánchez
Lead of Partial Settlement Task Force
EU T+1 Industry Committee
Marcello Topa
Co-lead of SFT Optimization Task Force
EU T+1 Industry Committee
Konstantina Travlou
SFT Optimization Task Force
EU T+1 Industry Committee
Moderators
R.J. Rondini
Senior Director, Securities Operations
Investment Company Institute
Corrado Camera
Senior Director of Public Policy and Regulation, Global Affairs
Investment Company Institute
This webinar represents an important milestone on the path toward meeting the EU and UK deadline for T+1 settlement and an opportunity to ensure your organization is aligned with regulatory and market...
After years of consultation and debate, the Financial Conduct Authority is officially retiring the prescriptive PRIIPs and UCITS disclosure frameworks. In their place comes a single, more qualitative...
This session provided an overview of the potential impact of the implementation of the COINS Act on global asset managers, along with key insights from the Treasury Department’s newly issued FAQs...
Join us on Thursday, December 11, from 2:00 to 3:00 p.m. ET for the ICI webinar Derivatives and the Names Rule: Understanding and Operationalizing the Amended Requirements , where a panel of experts...