ICI Webinar

Overview of the CRI Financial Services AI Risk Management Framework

Erica Walborn — Tue, 07 Apr 2026 14:17:26 +0000

Overview of the CRI Financial Services AI Risk Management Framework Erica Walborn Tue, 04/07/2026 - 10:17

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Join ICI and the Cyber Risk Institute (CRI) on April 20 at 10 a.m. ET for a 1-hour webinar that will provide an overview of the recently published Financial Services AI Risk Management Framework (CRI FS AI RMF).

AI and Generative AI are rapidly transforming the financial services industry, driving innovation, improving customer experiences, strengthening fraud detection, and enhancing firm security. At the same time, these technologies are also sub. To address these opportunities and risks, the Financial Services Sector Coordinating Council (FSSCC) and the US Department of the Treasury, in collaboration with the Finance and Banking Information Infrastructure Committee (FBIIC), established the Artificial Intelligence Executive Oversight Group (AIEOG).

Through this effort, AIEOG produced six AI-focused workstreams and deliverables, designed to help firms strengthen governance, manage AI‑specific cybersecurity risks, and deploy AI in a way that supports innovation while maintaining trust and resilience. One such initiative is the FS AI RMF. Developed jointly with the CRI, the resource applies NIST’s AI Risk Management Framework to the financial services sector.

During this interactive webinar, attendees will have the chance to pose their questions about the framework and its various elements, including AI lexicon, security, and risk management within financial services, to the speakers.

Speakers

If you cannot attend on April 20, we encourage you to register for the webinar. All registrants will receive a recording of the webinar shortly afterwards.

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Mon, 04/20/2026 - 10:00

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April 20, 2026 🞄 10:00am - 11:00am 10:00

Event format

ICI Webinar

Virtual

Registration link

https://cvent.me/nW1yNg?RefId=iciweb

Location

United States

Valuing Private Credit in Retail Vehicles: Governance Considerations, Methodologies, and Market Reality

Erica Walborn — Tue, 31 Mar 2026 20:57:31 +0000

Valuing Private Credit in Retail Vehicles: Governance Considerations, Methodologies, and Market Reality Erica Walborn Tue, 03/31/2026 - 16:57

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Join ICI on Wednesday, April 22 from 3 to 4 p.m. ET for a panel discussion on Valuing Private Credit in Retail Vehicles: Governance Considerations, Methodologies, and Market Reality. This session will explore how firms are approaching the valuation of private credit investments held in retail fund structures, particularly those with more frequent NAV calculations.

Drawing on ICI’s upcoming white paper on private credit valuation, panelists will discuss practical considerations across valuation methodologies, ongoing monitoring, and governance under Rule 2a-5. Featuring perspectives from valuation specialists, audit, and legal experts, the discussion will provide insights into how firms are navigating the challenges of applying fair value principles to assets that are not continuously traded or priced in today’s evolving regulatory environment.

Speakers

This webinar is open to ICI members only.

If you cannot attend on April 22, we encourage you to register for the webinar. All registrants will receive a recording of the webinar shortly afterwards.

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Wed, 04/22/2026 - 15:00

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April 22, 2026 🞄 3:00pm - 4:00pm 15:00

Event format

ICI Webinar

Virtual

Registration link

https://cvent.me/e9ZNMD?RefId=iciweb

Location

United States

ICI/DCALTA Webinar on the Department of Labor’s Proposed Rule, Fiduciary Duties in Selecting Designated Investment Alternatives

Erica Walborn — Mon, 30 Mar 2026 19:43:26 +0000

ICI/DCALTA Webinar on the Department of Labor’s Proposed Rule, Fiduciary Duties in Selecting Designated Investment Alternatives Erica Walborn Mon, 03/30/2026 - 15:43

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Join a panel of legal experts from ICI, DCALTA, and Groom Law Group on April 8 at 12 p.m. ET for a 1-hour webinar analyzing what the Department of Labor’s recently issued proposed rule on fiduciary duties in selecting designated investment alternatives means for retirement plan providers and asset managers, both generally and with regard to including private market assets in plan investments.

During this interactive webinar, attendees will have the chance to pose their questions about the Department of Labor’s proposal and its implications to the speakers.

This webinar closed to the media. You must be a member of ICI or DCALTA to attend.

Speakers

If you cannot attend on April 8, we encourage you to register for the webinar. All registrants will receive a recording of the webinar shortly afterwards.

Materials

Archive Recording

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Wed, 04/08/2026 - 12:00

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April 8, 2026 🞄 12:00pm - 1:00pm 12:00

Event format

ICI Webinar

Virtual

Location

United States

From Roadmap to Reality: The EU and UK T+1 Transition

Erica Walborn — Thu, 19 Feb 2026 23:05:14 +0000

From Roadmap to Reality: The EU and UK T+1 Transition Erica Walborn Thu, 02/19/2026 - 18:05

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Join us for a 90-minute webinar that will examine how EU and UK T+1 settlement is moving from roadmap to reality—straight from the senior leaders driving the implementation.

As the transition to T+1 settlement gathers pace, participants can expect firsthand insights into implementation progress, emerging challenges, and next steps, with a clear focus on what market participants should be preparing for now.

Designed to be highly interactive, the session includes live Q&A segments to allow participants to explore issues in real time and engage directly with the leaders driving T+1 implementation. As with past ICI webinars, participants will be able to submit questions directly to speakers via the Zoom chat.

The discussion builds on Giovanni Sabatini’s November 5, 2025 hybrid meeting with the ICI Securities Operations Advisory Committee on the EU High-Level Roadmap to T+1 settlement. It will also feature the results of the EU T+1 Industry Committee’s first Implementation Survey, conducted in December and shaped by many of your contributions.

Event Details

Date: February 26
Time: 10:00–11:30 a.m. EST (4:00 p.m. CET | 3:00 p.m. GMT)
Format: Virtual

Speakers

Moderators

This webinar represents an important milestone on the path toward meeting the EU and UK deadline for T+1 settlement and an opportunity to ensure your organization is aligned with regulatory and market developments on both sides of the Channel.

We look forward to welcoming you there!

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Thu, 02/26/2026 - 09:00

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February 26, 2026 🞄 9:00am - 10:00am 09:00

Event format

ICI Webinar

Virtual

Location

United States

Retail Disclosure Reinvented: What the FCA’s New Rules Mean for Global Asset Managers

Erica Walborn — Thu, 19 Feb 2026 20:16:35 +0000

Retail Disclosure Reinvented: What the FCA’s New Rules Mean for Global Asset Managers Erica Walborn Thu, 02/19/2026 - 15:16

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After years of consultation and debate, the Financial Conduct Authority is officially retiring the prescriptive PRIIPs and UCITS disclosure frameworks. In their place comes a single, more qualitative, UK tailored approach: the Consumer Composite Investment (CCI) disclosure regime. Championed as a breakthrough designed to spur innovation and offer investors clearer, more meaningful information, the new framework represents a major shift for manufacturers and distributors alike.tailored approach: the Consumer Composite Investment (CCI) disclosure regime. Championed as a breakthrough designed to spur innovation and offer investors clearer, more meaningful information, the new framework represents a major shift for manufacturers and distributors alike.

Will the CCI regime deliver on its promise?

Are there hidden challenges for global asset managers operating across multiple jurisdictions?

Join us February 13, 9 a.m. US ET / 2 p.m. GMT / 3 p.m. CET for this timely webinar as our experts unpack the implications, explore practical challenges, and discuss what firms should be doing now to prepare for when the new regime goes live.

This event is open to ICI member firms.

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Fri, 02/13/2026 - 09:00

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February 13, 2026 🞄 9:00am - 10:00am 09:00

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ICI Webinar

Virtual

Location

United States

U.S. Outbound Investment Security Program: What’s New, What’s Next?

Erica Walborn — Fri, 06 Feb 2026 21:53:45 +0000

U.S. Outbound Investment Security Program: What’s New, What’s Next? Erica Walborn Fri, 02/06/2026 - 16:53

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This session provided an overview of the potential impact of the implementation of the COINS Act on global asset managers, along with key insights from the Treasury Department’s newly issued FAQs.

This event was open to ICI member firms.

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Mon, 02/02/2026 - 09:00

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February 2, 2026 🞄 9:00am - 10:00am 09:00

Event format

ICI Webinar

Virtual

Location

United States

Derivatives and the Names Rule: Understanding and Operationalizing the Amended Requirements

Erica Walborn — Mon, 01 Dec 2025 17:24:56 +0000

Derivatives and the Names Rule: Understanding and Operationalizing the Amended Requirements Erica Walborn Mon, 12/01/2025 - 12:24

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Join us on Thursday, December 11, from 2:00 to 3:00 p.m. ET for the ICI webinar Derivatives and the Names Rule: Understanding and Operationalizing the Amended Requirements, where a panel of experts will discuss the amended Names Rule’s derivatives-related requirements.

Our panelists will also cover operational considerations and challenges arising from the derivatives-related aspects of the amended rule, as well as common implementation questions and approaches.

This event is open to ICI member firms.

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Thu, 12/11/2025 - 14:00

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December 11, 2025 🞄 2:00pm - 3:00pm 14:00

Event format

ICI Webinar

Virtual

Location

United States

ETF as a Share Class - Intermediary Considerations

Erica Walborn — Mon, 03 Nov 2025 20:43:30 +0000

ETF as a Share Class - Intermediary Considerations Erica Walborn Mon, 11/03/2025 - 15:43

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Join us on Wednesday, November 19, from 1:00 to 2:00 p.m. ET for ETF Share Class: Intermediary Considerations, where a panel of distribution and operational leaders will share how they are planning for ETF as a share class, as well as their thoughts on access, partnerships, and product placement to ensure mutual funds and ETFs are reaching the right audience.

The webinar is closed to media.

Speakers

What’s ahead

Don’t miss out on the first session on November 5, ETF as a Share Class - Operational Considerations. This webinar will focus on operational considerations from an asset manager, legal, and service provider perspective.

Stay tuned for our second session on November 13, ETF as a Share Class - Asset Manager Considerations, where the industry veterans will guide asset managers through the key dynamics of product development, highlighting the strategic decisions, critical considerations and potential missteps when bringing a product to market.

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Archive Recording

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Exchange-Traded Funds (ETFs)

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Wed, 11/19/2025 - 13:00

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Dates

November 19, 2025 🞄 1:00pm - 2:00pm 13:00

Event format

ICI Webinar

Virtual

Location

United States

ETF as a Share Class - Asset Manager Considerations

Erica Walborn — Fri, 24 Oct 2025 17:31:18 +0000

ETF as a Share Class - Asset Manager Considerations Erica Walborn Fri, 10/24/2025 - 13:31

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Join us on Thursday, November 13, from 1:00 to 2:00 p.m. ET for ETF Share Class: Asset Manager Considerations, where a panel of experts will discuss the key factors asset managers should evaluate when entering the ETF product space or launching a dual share class structure. These industry veterans will guide asset managers through the key dynamics of product development, highlighting the strategic decisions, critical considerations and potential missteps when bringing a product to market.

The webinar is closed to media.

Speakers

What’s ahead

Stay tuned for our final session on November 19, ETF as a Share Class - Intermediary Considerations, which will provide an in-depth look at distribution and intermediary factors.

Archive Recording

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Exchange-Traded Funds (ETFs)

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Thu, 11/13/2025 - 13:00

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Dates

November 13, 2025 🞄 1:00pm - 2:00pm 13:00

Event format

ICI Webinar

Virtual

Location

United States

ETF as a Share Class - Operational Considerations

Erica Walborn — Wed, 15 Oct 2025 16:08:19 +0000

ETF as a Share Class - Operational Considerations Erica Walborn Wed, 10/15/2025 - 12:08

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In conjunction with the release of ICI’s new white paper outlining the operational, regulatory, and technological considerations for asset managers preparing to launch ETF share classes within existing mutual fund portfolios, ICI is hosting a series of webinars to explore these developments in greater depth.

ICI is hosting a series of webinars to explore the operational, regulatory, and technological considerations for asset managers preparing to launch ETF share classes within existing mutual fund portfolios, in conjunction with the release of a new white paper, Join us Wednesday, November 5, 1:00–2:00 p.m. ET, for this first informative session to gain valuable insights into the evolving ETF share class landscape. The webinar will focus on operational considerations from an asset manager, legal, and service provider perspective.

As the SEC’s anticipated relief for funds offering both ETF and mutual fund share classes draws closer, this discussion will highlight how this structure could expand investor choice, improve efficiency, and strengthen competition across the asset management sector.

A panel of experts will:

Discuss recent changes to the exemptive relief applications

Provide an overview of how the industry is preparing for the dual share class structure

Share updates on automation for the interclass exchange privilege

The webinar is closed to media.

Speakers

What’s ahead

Stay tuned for our second session on November 13, ETF as a Share Class - Asset Manager Considerations, where the industry veterans will guide asset managers through the key dynamics of product development, highlighting the strategic decisions, critical considerations and potential missteps when bringing a product to market.

Don't miss out on our final session on November 19, ETF as a Share Class - Intermediary Considerations, which will provide an in-depth look at distribution and intermediary factors.

Archive Recording

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Exchange-Traded Funds (ETFs)

Date Filter

Wed, 11/05/2025 - 13:00

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Dates

November 5, 2025 🞄 1:00pm - 2:00pm 13:00

Event format

ICI Webinar

Virtual

Location

United States