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IMC Modernization of the '40 Act

What to Watch at ICI’s 2026 Investment Management Conference

Asset management firms are navigating rapid change—from new technologies to shifting regulatory expectations. Legal and compliance teams are playing a central role as firms rethink governance, investor protection, and organizational design. These issues come together at ICI’s 2026 Investment Management Conference, March 22–25 in Palm Desert, California. The program arrives at a pivotal moment, reflecting broader transformations in how the industry operates and serves investors.

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Person looking at portfolio on mobile device

SEC Clears Path for ETF Share Class Trading

ICI President and CEO Eric Pan issued a statement after the Securities and Exchange Commission granted the relief necessary to allow broker-dealers and other market participants to trade ETF shares of multi-class funds.