Comment Letter

ICI Letter to SEC on Survey Regarding AML/CFT Compliance Costs

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The Investment Company Institute submitted a letter to the Securities and Exchange Commission
(SEC) on its proposed survey of mutual funds and broker-dealers regarding compliance costs 
associated with anti-money laundering and countering the financing of terrorism (AML/CFT) 
obligations.

Read more on the comment letter.

    Tags
    Anti-Money Laundering