November 27, 1996 Mr. Johnathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Proposed Rules 17AD-17 and 17a-24 File No. S7-21-96 Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the...
July 3, 1996 The Honorable Robert E. Rubin Secretary U.S. Department of the Treasury 1500 Pennsylvania Avenue, N.W. Room 3330 Washington, D.C. 20220 Re: Inflation-Protection Securities Dear Secretary Rubin: The Investment Company Institute 1 appreciates the opportunity to comment on...
July 1, 1996 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549 Re: Use of Electronic Media by Broker-Dealers, Transfer Agents, and Investment Advisers for Delivery of Information (File No. S7-13-96) Dear Mr. Katz: The...
May 20, 1996 Barry P. Barbash Director Division of Investment Management Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Dear Mr. Barbash: On behalf of the Investment Company Institute 1 and the eight mutual fund groups 2 that have participated in the...
May 20, 1996 The Honorable Arthur J. Levitt, Jr. Chairman U.S. Securities and Exchange Commission 450 5th Street, N.W. Washington, D.C. 20549 Re: Profile Prospectuses Dear Chairman Levitt: The Investment Company Institute is pleased to submit for your consideration the Institute's...
April 29, 1996 Jonathan G. Katz, Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Comment Letter Regarding Study and Report on Protections for Senior Citizens and Qualified Retirement; Release No. 34-37009; File No. S7-8-96 Dear Mr. Katz...
April 8, 1996 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Improving Descriptions of Risk by Mutual Funds and Other Investment Companies (File No. S7-10-95) Dear Mr. Katz: The Investment Company Institute 1 is...
