The Investment Company Institute submitted a letter in support of FINRA's proposed rule change to create a new exemption for non-traded business development companies from FINRA Rule 5130. Read more in the comment letter.
The Investment Company Institute submitted a letter in response to the Securities and Exchange Commission’s notice regarding the proposed rule change by the Fixed Income Clearing Corporation to adopt an intraday mark-to-market charge. Read more in the comment letter.
The Investment Company Institute submitted a letter to the European Securities and Markets Authority (ESMA) regarding their consultation paper on amendments to the Regulatory Technical Standards (RTS) on Settlement Discipline. Read more in the comment letter.
The Investment Company Institute submitted a letter on the Municipal Securities Rulemaking Board’s concept release regarding the potential modernization of its disclosure regime. Read more in the comment letter.
Investment Company Institute President and CEO Eric J. Pan today submitted a letter to SEC Chair Atkins prioritizing ICI recommendations that will have the greatest positive impact for investors. Read more in the comment letter.
The Investment Company Institute submitted a letter with its views on the International Organization of Securities Commission’s consultation on artificial intelligence in capital markets. Read more in the comment letter.
The Investment Company Institute submitted a letter FinCEN to request a delay to the compliance date for the AML/CFT program and suspicious activity Anti-Money Laundering/Countering the Financing of Terrorism Program and Suspicious Activity Reporting Filing Requirements for Registered...
The Investment Company Institute submitted a letter expressing its views on the Financial Conduct Authority’s (FCA’s) consultation paper on a new product information framework for Consumer Composite Investments (CCIs), CP24/30. Read more in the comment letter.
The Investment Company Institute submitted a comment letter to the Treasury Department and the Internal Revenue Service in support of the proposed regulations relating to automatic enrollment requirements that apply to certain retirement plans. Read more in the comment letter.
The Investment Company Institute submitted a letter in response to the California Air Resources Board Information Solicitation to inform on the implementation of the California Climate-Disclosure Legislation: Senate Bills 253 and 261, as amended by SB 219. Read more in the comment...
