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ICI Comment Letter to FINRA on the Modernization of Rule 2210

The Investment Company Institute (ICI) submitted a letter in response to FINRA's request for comments and recommendations on the modernization of Rule 2210, which governs communications with the public and frequently applies to fund marketing materials. Read more in the comment letter...

ICI Default BG

ICI Response to the FCA's Second CCI Consultation

The Investment Company Institute submitted a letter in response to the Financial Conduct Authority’s CP25/9, the second consultation paper on a new product information framework for Consumer Composite Investments, addressing the transaction cost methodology, transitional provisions...